Trade Surveillance & Compliance Officer
TRADE SURVEILLANCE & COMPLIANCE OFFICER
Bloomberg’s Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world’s leading financial news and information company. Our team is made of up of talented and hardworking professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems. We also recognize the value of diversity and inclusion and the importance of giving back to our communities as evidenced by our award-winning pro bono program!
The global Compliance team within Bloomberg’s Legal Department provides coverage of Bloomberg's regulated entities and products including support for Bloomberg's non-regulated products and services. We work to address regulatory issues, ensure compliance with current/developing rules and regulations, and correspond with regulators. We are looking for an experienced person to join the EMEA Compliance team in London, covering trade surveillance of Bloomberg’s EMEA Multilateral Trading Facilities (MTFs)
What’s the Role?
Within the EMEA Compliance function you will work as part of the Compliance team in London focused on the trade surveillance programme for Bloomberg’s European trading venues, i.e. Multilateral Trading Facilities (MTFs). The team also plays a key role with Bloomberg’s global trade surveillance programs, providing support for the programs in other regions, as well as global developments and enhancements. Bloomberg operates MTFs that facilitate trading in a wide range of asset classes, including fixed income, derivatives, and ETFs. The trade surveillance program is designed to meet regulatory requirements to identify and investigate potential market abuse and market manipulation conducted on the trading venues.
The ideal candidate for this role will have experience with regard to financial markets and products, be familiar with FCA and European rules (in particular UK and EU Market Abuse requirements), and be able to undertake market supervision activity, in particular trade surveillance across asset classes such as fixed income, derivatives, and equities.
We are looking for a forward thinking, proactive individual with an interest in technology, coupled with good communication and interpersonal skills, who can work as part of a team with a real drive to add value to the firm.
We'll trust you to:
You'll need to have:
We’d love to see:
If this sounds like you:
Apply if you think we're a good match. We'll get in touch to let you know what the next steps are, but in the meantime feel free to have a look at this: http://www.bloomberg.com/professional
We are an equal opportunity employer. We do not discriminate on the basis of race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.
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